Apriem Advisors

Q1 2014 13F-HR Holdings

Location
Irvine, CA
Holdings as of
3/31/2014
Date filed
5/13/2014
Form type
13F-HR
Num holdings
541
Total value ($000)
$264,371
Net value change ($000)
+9,151 (3.6%)
New positions
36
Sold out positions
41
Turnover %
6.4%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/14/2014 Next filing: 8/11/2014 SEC filing

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
EW 3,309 NEW
SCHB 3,190 33.0%
SCHZ 2,765 5120.4%
TGT 2,656 NEW
DDD 1,923 2434.2%
JAZZ 1,799 NEW
PDI 1,421 401.4%
XOM 1,295 10.6%
DIAMOND OFFSHORE DRILLING, INC. 1,286 49.0%
SCHH 1,164 9700.0%
Top Reduces (Value $000, Stocks/ETFs)
VWO -3,872 -99.0%
SCHE -3,828 -94.4%
JNJ -3,257 -66.4%
EW -2,857 -100.0%
CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2015 -2,727 -63.9%
TGT -2,683 -100.0%
FCX -574 -13.4%
GE -470 -8.0%
AAPL -457 -6.2%
IGSB -264 -12.2%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 8 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type