Transamerica Financial Advisors, Inc.

Q1 2014 13F-HR Detailed Holdings

Location
Clearwater, FL
Holdings as of
3/31/2014
Date filed
4/15/2014
Form type
13F-HR
Num holdings
655
Total value ($000)
$1,006,374
Net value change ($000)
+85,920 (9.3%)
New positions
81
Sold out positions
36
Turnover %
3.2%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 1/21/2014 Next filing: 7/14/2014 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
XLB 32,690 89.4%
IYE 31,268 87.7%
IYH 29,170 80.9%
IYW 29,077 78.2%
XLF 26,697 97.6%
BND 9,197 13.8%
IYF 7,308 79.8%
HYMB 5,228 NEW
MARKET VECTORS ETF TR HG YLD MUN ETF 5,213 NEW
VGK 3,929 70.2%
Top Reduces (Value $000, Stocks/ETFs)
IYJ -36,941 -99.7%
XLY -35,279 -92.9%
XLP -32,532 -91.4%
BIV -6,439 -99.9%
HYS -4,525 -54.5%
SJNK -4,520 -49.3%
FMC -2,692 -100.0%
ACWV -2,673 -99.9%
SIGMA ALDRICH -2,652 -99.9%
GL -2,525 -96.9%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None