HENNESSY ADVISORS INC

Q1 2014 13F-HR Holdings

Location
Novato, CA
Holdings as of
3/31/2014
Date filed
4/24/2014
Form type
13F-HR
Num holdings
307
Total value ($000)
$2,698,716
Net value change ($000)
+247,943 (10.1%)
New positions
64
Sold out positions
80
Turnover %
19.7%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
OGS 18,219 NEW
LNG 14,729 23.8%
KMI 14,185 22.5%
SRE 13,867 22.4%
D 13,805 22.6%
ET 13,715 21.8%
TC Energy Corp 12,556 20.3%
NATIONAL GRID PLC 12,550 20.1%
NI 12,433 24.8%
ENB 11,871 19.4%
Top Reduces (Value $000, Stocks/ETFs)
OKE -8,491 -13.4%
DXPE -7,834 -100.0%
FIFTH & PAC COS INC -7,700 -100.0%
LAD -7,101 -54.6%
ONIT -6,757 -89.6%
SAFEWAY USA -6,595 -100.0%
PHH CORP -6,209 -100.0%
HRI -6,016 -100.0%
WOR -5,950 -100.0%
GD -5,886 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type