HENNESSY ADVISORS INC

Q2 2014 13F-HR Holdings

Location
Novato, CA
Holdings as of
6/30/2014
Date filed
7/15/2014
Form type
13F-HR
Num holdings
295
Total value ($000)
$3,227,722
Net value change ($000)
+529,006 (19.6%)
New positions
21
Sold out positions
33
Turnover %
4.4%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q1 2014
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
EQT 40,618 423.3%
OKE 36,162 66.0%
ET 27,710 36.2%
LNG 26,645 34.8%
ENB 25,881 35.4%
D 24,841 33.1%
TC Energy Corp 23,674 31.8%
SEA LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS 23,467 31.4%
SRE 22,970 30.4%
NATIONAL GRID PLC 22,853 30.5%
Top Reduces (Value $000, Stocks/ETFs)
PPL -14,940 -76.8%
ALLIANT TECHSYSTEMS INC -14,315 -100.0%
SNV -10,001 -100.0%
STERLING FINL CORP WASH -6,833 -100.0%
CNP -6,182 -18.3%
INVESTORS BANCORP INC -5,943 -100.0%
* KKR FINL HLDGS LLC COM -5,727 -100.0%
TSSGBX -5,322 -100.0%
ORBITAL SCIENCES CORP -4,735 -100.0%
TBBK -4,105 -43.6%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type