Nikko Asset Management Americas, Inc.

Q1 2014 13F-HR Holdings

Location
New York, NY
Holdings as of
3/31/2014
Date filed
5/2/2014
Form type
13F-HR
Num holdings
175
Total value ($000)
$2,208,485
Net value change ($000)
-426,479 (-16.2%)
New positions
14
Sold out positions
14
Turnover %
5.9%
Sector allocation + QoQ delta (equities-only)
Prev filing: 1/29/2014 Next filing: 8/8/2014 SEC filing

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
CHRD 20,299 NEW
HAL 14,258 72.0%
OII 12,676 722.3%
AXIALL CORP COM 10,655 NEW
HollyFrontier Corp 8,959 NEW
ANGLOGOLD ASHANTI (PTY) LTD 3,681 26.4%
ADM 2,480 7.5%
SM 2,360 20.4%
GNW 1,944 NEW
WDC 1,940 NEW
Top Reduces (Value $000, Stocks/ETFs)
FCX -30,792 -27.6%
XOM -25,818 -18.5%
SHEL -24,328 -27.5%
TIDEWATER INC COM -23,455 -100.0%
BBL -22,733 -16.2%
NOV -20,553 -66.5%
Monsanto -19,647 -18.7%
RIO -18,697 -18.6%
IP -15,983 -24.4%
VLO -14,804 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type