ADVENT CAPITAL MANAGEMENT /DE/

Q3 2023 13F-HR Holdings

Location
New York, NY
Holdings as of
9/30/2023
Date filed
11/13/2023
Form type
13F-HR
Num holdings
199
Total value ($000)
$4,299,524
Net value change ($000)
-868,711 (-16.8%)
New positions
15
Sold out positions
25
Turnover %
57.1%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 8/11/2023 Next filing: 2/13/2024 SEC filing

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
NEE 45,185 142.9%
APO 44,372 NEW
LEN 3,928 NEW
NVDA 3,262 NEW
SPG 3,241 NEW
MRK 3,089 NEW
RH 2,908 NEW
AMD 2,571 NEW
DE 2,264 NEW
LGIH 1,492 NEW
Top Reduces (Value $000, Stocks/ETFs)
KKR -71,008 -100.0%
NEE -67,318 -100.0%
NI -66,771 -100.0%
AEP -32,174 -100.0%
GTLS -16,442 -54.3%
BAC -16,127 -7.5%
Paramount Global -9,328 -100.0%
AQN -9,121 -88.4%
WFC -4,924 -2.4%
HD -4,660 -100.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 27,346 (0.6% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type