ADVENT CAPITAL MANAGEMENT /DE/

Q3 2023 13F-HR Detailed Holdings

Location
New York, NY
Holdings as of
9/30/2023
Date filed
11/13/2023
Form type
13F-HR
Num holdings
201
Total value ($000)
$4,299,524
Net value change ($000)
-868,711 (-16.8%)
New positions
15
Sold out positions
25
Turnover %
57.1%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 8/11/2023 Next filing: 2/13/2024 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
NEE 45,185 142.9%
APO 44,372 NEW
LEN 3,928 NEW
NVDA 3,262 NEW
SPG 3,241 NEW
MRK 3,089 NEW
RH 2,908 NEW
AMD 2,571 NEW
DE 2,264 NEW
LGIH 1,492 NEW
Top Reduces (Value $000, Stocks/ETFs)
KKR -71,008 -100.0%
NEE -67,318 -100.0%
NI -66,771 -100.0%
AEP -32,174 -100.0%
GTLS -16,442 -54.3%
BAC -16,127 -7.5%
Paramount Global -9,328 -100.0%
AQN -9,121 -88.4%
WFC -4,924 -2.4%
HD -4,660 -100.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 27,346 (0.6% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC 028-11097
2 Russell Investments Group, Ltd. 028-17598