WYNNEFIELD CAPITAL INC

Q4 2013 13F-HR Holdings

Location
New York, NY
Holdings as of
12/31/2013
Date filed
2/14/2014
Form type
13F-HR
Num holdings
29
Total value ($000)
$223,321
Net value change ($000)
New positions
29
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
NATR 28,669
BREEZE EASTERN 19,689
LFCR 19,141
FSS 18,118
MAM SOFTWARE GROUP, INC. 16,433
WESTMORELAND COAL CO XXX 14,262
KTOS 11,697
HANDY & HARMAN LTD 10,740
API TECHNOLOGIES CORP COM NEW 9,978
CHIQUITA BRANDS INTL INC 8,835
Top Reduces (Value $000, Stocks/ETFs)
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type