WYNNEFIELD CAPITAL INC

Q1 2014 13F-HR Holdings

Location
New York, NY
Holdings as of
3/31/2014
Date filed
5/15/2014
Form type
13F-HR
Num holdings
29
Total value ($000)
$204,739
Net value change ($000)
-18,582 (-8.3%)
New positions
4
Sold out positions
4
Turnover %
18.2%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
CHIQUITA BRANDS INTL INC 9,798 110.9%
BB 7,272 NEW
DLHC 4,723 73.4%
MAM SOFTWARE GROUP, INC. 3,430 20.9%
Primo Water Holdings LLC 2,456 53.7%
BREEZE EASTERN 1,236 6.3%
TRANSWORLD CORPORATION 1,174 19.2%
HAMPSHIRE GROUP LTD 1,063 49.1%
Summer Infant, Inc. 943 17.5%
HANDY & HARMAN LTD 252 2.3%
Top Reduces (Value $000, Stocks/ETFs)
KTOS -11,697 -100.0%
FSS -11,338 -62.6%
API TECHNOLOGIES CORP COM NEW -9,978 -100.0%
KINDRED HEALTHCARE INC -7,292 -100.0%
NATR -6,400 -22.3%
Musclepharm Corp -1,980 -23.6%
STEEL PARTNERS HOLDINGS L.P. -778 -100.0%
WESTMORELAND COAL CO XXX -550 -3.9%
KIDBQ -518 -68.9%
GLYECO INC COM -256 -6.7%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type