BANTA ASSET MANAGEMENT LP

Q4 2013 13F-HR Holdings

Location
Newport Beach, CA
Holdings as of
12/31/2013
Date filed
1/29/2014
Form type
13F-HR
Num holdings
30
Total value ($000)
$40,704
Net value change ($000)
New positions
30
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
PFF 6,816
PBI 2,733
CTBB 2,229
CLF 2,077
BANC 2,070
Keenova Therapeutics plc 1,894
FIRST REP BK SAN FRANCISCO CDE 1,862
AAPL 1,846
ABBV 1,732
MAIDEN HOLDINGS 1,615
Top Reduces (Value $000, Stocks/ETFs)
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type