BANTA ASSET MANAGEMENT LP

Q1 2014 13F-HR Holdings

Location
Newport Beach, CA
Holdings as of
3/31/2014
Date filed
4/17/2014
Form type
13F-HR
Num holdings
30
Total value ($000)
$45,701
Net value change ($000)
+4,997 (12.3%)
New positions
4
Sold out positions
4
Turnover %
20.7%
Sector allocation + QoQ delta (equities-only)
Prev filing: 1/29/2014 Next filing: 7/29/2014 SEC filing

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
T 1,753 NEW
FCX 1,592 124.5%
PM 1,504 737.3%
KN 1,393 NEW
COP 1,391 NEW
MAIDEN HOLDINGS 971 60.1%
ABR 579 NEW
CTBB 543 24.4%
FIRST REP BK SAN FRANCISCO CDE 321 17.2%
PBI 213 7.8%
Top Reduces (Value $000, Stocks/ETFs)
IBM -1,452 -100.0%
ZTS -1,403 -100.0%
ALLE -1,266 -100.0%
Keenova Therapeutics plc -617 -32.6%
ABBV -613 -35.4%
CVX -212 -100.0%
BANC -117 -9.1%
AAPL -73 -4.0%
XOM -56 -20.7%
PFF -10 -0.1%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type