CWM, LLC

Q4 2013 13F-HR Detailed Holdings

Location
Omaha, NE
Holdings as of
12/31/2013
Date filed
2/14/2014
Form type
13F-HR
Num holdings
654
Total value ($000)
$641,024
Net value change ($000)
—
New positions
597
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: — Next filing: 5/16/2014 SEC filing
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Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPY 93,606 —
AAPL 20,693 —
XLY 17,794 —
XLI 17,763 —
XLV 17,297 —
XLF 17,068 —
XLB 16,754 —
XLK 16,686 —
XLE 16,184 —
XLP 15,892 —
Top Reduces (Value $000, Stocks/ETFs)
—
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 35,121 (5.5% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None