CWM, LLC

Q1 2014 13F-HR Detailed Holdings

Location
Omaha, NE
Holdings as of
3/31/2014
Date filed
5/16/2014
Form type
13F-HR
Num holdings
147
Total value ($000)
$733,629
Net value change ($000)
+92,605 (14.4%)
New positions
4
Sold out positions
463
Turnover %
5.4%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 2/14/2014 Next filing: 7/25/2025 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPY 9,965 10.6%
SYY 8,831 885.8%
MRK 8,581 351.1%
VZ 7,502 881.6%
AAPL 5,527 26.7%
XLU 5,057 34.4%
XLV 4,491 26.0%
XLB 4,006 23.9%
XLF 3,946 23.1%
XLK 3,813 22.9%
Top Reduces (Value $000, Stocks/ETFs)
CSCO -7,036 -96.6%
IJR -2,848 -81.4%
IJH -1,774 -68.1%
EFA -1,706 -100.0%
IVV -1,613 -72.4%
GE -1,515 -67.8%
WM -1,490 -100.0%
Dow Chemical Company -1,446 -100.0%
ENSCO PLC -1,426 -100.0%
STX -1,407 -86.9%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 23,927 (3.3% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None