BANTA ASSET MANAGEMENT LP

Q2 2014 13F-HR Holdings

Location
Newport Beach, CA
Holdings as of
6/30/2014
Date filed
7/29/2014
Form type
13F-HR
Num holdings
29
Total value ($000)
$45,992
Net value change ($000)
+291 (0.6%)
New positions
5
Sold out positions
6
Turnover %
25.7%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q1 2014
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
J 1,522 NEW
CIVEO CORP 1,432 NEW
DNOW 1,306 NEW
KN 809 58.1%
RAIT Financial Trust 729 NEW
NMPGY 718 NEW
BANC 701 59.8%
ABR 494 85.3%
CTBB 229 8.3%
PFF 194 2.9%
Top Reduces (Value $000, Stocks/ETFs)
AAPL -1,773 -100.0%
Keenova Therapeutics plc -1,277 -100.0%
COVIDIEN PLC -1,263 -100.0%
ABBV -1,119 -100.0%
FCX -745 -25.9%
CLF -632 -28.1%
C -469 -100.0%
T -341 -19.5%
PM -300 -17.6%
MMM -210 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type