NorthRock Partners, LLC

Q1 2021 13F-HR Holdings

Location
Minneapolis, MN
Holdings as of
3/31/2021
Date filed
5/11/2021
Form type
13F-HR
Num holdings
234
Total value ($000)
$1,099,351
Net value change ($000)
+84,586 (8.3%)
New positions
18
Sold out positions
18
Turnover %
1.3%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/8/2021 Next filing: 8/12/2021 SEC filing

Snapshot: Change Analysis

Compared to Q4 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPY 24,537 13.5%
SPYV 15,994 17.9%
SPYG 10,215 17.4%
SLYV 9,664 19.4%
MDYV 9,504 17.8%
TGT 8,937 24.5%
MDYG 6,226 17.1%
SLYG 5,984 15.5%
AMP 2,982 37.0%
MDLZ 2,429 5.3%
Top Reduces (Value $000, Stocks/ETFs)
EFV -7,350 -42.9%
DEM -5,691 -53.6%
MBB -4,591 -100.0%
AAPL -4,387 -8.2%
CEF -837 -100.0%
SBH -776 -100.0%
VYM -740 -100.0%
AMZN -721 -13.5%
ED -710 -65.0%
T -670 -26.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 346 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type