NorthRock Partners, LLC

Q2 2021 13F-HR Holdings

Location
Minneapolis, MN
Holdings as of
6/30/2021
Date filed
8/12/2021
Form type
13F-HR
Num holdings
257
Total value ($000)
$1,197,146
Net value change ($000)
+97,795 (8.9%)
New positions
37
Sold out positions
12
Turnover %
2.2%
Sector allocation + QoQ delta (equities-only)
Prev filing: 5/11/2021 Next filing: 11/12/2021 SEC filing

Snapshot: Change Analysis

Compared to Q1 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPY 25,432 12.3%
TGT 16,158 35.6%
SPYG 12,150 17.6%
QCLS 9,124 NEW
AAPL 7,555 15.4%
SPYV 6,911 6.6%
AMZN 3,461 74.8%
MDYG 3,232 7.6%
IWF 3,091 10.0%
VOO 3,037 155.3%
Top Reduces (Value $000, Stocks/ETFs)
EFV -6,396 -65.3%
FSK -5,270 -95.4%
DEM -4,224 -85.6%
JPST -3,859 -29.6%
MDLZ -3,266 -6.8%
AKERS BIOSCIENCES INC -2,174 -100.0%
FSK -1,928 -100.0%
MO -1,081 -6.8%
KHC -696 -12.8%
EFG -685 -14.6%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 252 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type