NorthRock Partners, LLC

Q3 2021 13F-HR Holdings

Location
Minneapolis, MN
Holdings as of
9/30/2021
Date filed
11/12/2021
Form type
13F-HR
Num holdings
283
Total value ($000)
$1,223,386
Net value change ($000)
+26,240 (2.2%)
New positions
36
Sold out positions
10
Turnover %
1.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/12/2021 Next filing: 2/7/2022 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
JPST 12,672 138.2%
AAPL 4,034 7.1%
ESTA 2,724 780.5%
SPYG 2,642 3.3%
MSFT 2,590 25.2%
SPY 2,422 1.0%
AMZN 1,719 21.3%
GOOGL 1,628 28.5%
META 1,451 83.5%
EZU 1,261 NEW
Top Reduces (Value $000, Stocks/ETFs)
TGT -21,709 -35.3%
MDLZ -3,739 -8.3%
EFV -2,156 -63.6%
SLYV -2,004 -3.3%
PM -1,936 -6.7%
MO -801 -5.4%
MDYV -794 -1.2%
Mandiant, Inc. -704 -100.0%
AMP -662 -5.5%
ATI -545 -20.3%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 149 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type