NorthRock Partners, LLC

Q3 2022 13F-HR Holdings

Location
Minneapolis, MN
Holdings as of
9/30/2022
Date filed
11/2/2022
Form type
13F-HR
Num holdings
300
Total value ($000)
$860,449
Net value change ($000)
-101,632 (-10.6%)
New positions
29
Sold out positions
33
Turnover %
2.2%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/4/2022 Next filing: 2/1/2023 SEC filing

Snapshot: Change Analysis

Compared to Q2 2022
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
EFA 3,999 239.6%
PFF 2,520 NEW
TSLA 848 21.8%
AMP 656 8.8%
MDY 564 44.2%
DWX 475 NEW
SPYD 474 NEW
WPC 421 NEW
AMZN 415 6.4%
FISV 359 NEW
Top Reduces (Value $000, Stocks/ETFs)
TGT -27,838 -64.9%
SPY -11,271 -6.4%
SPYV -6,583 -7.5%
MDLZ -5,104 -14.9%
SLYV -4,649 -11.2%
PM -4,026 -23.6%
MDYV -3,048 -6.6%
SPYG -2,770 -4.9%
SLYG -2,496 -7.7%
MBB -2,492 -90.6%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type