NorthRock Partners, LLC

Q4 2022 13F-HR Holdings

Location
Minneapolis, MN
Holdings as of
12/31/2022
Date filed
2/1/2023
Form type
13F-HR
Num holdings
342
Total value ($000)
$878,553
Net value change ($000)
+18,104 (2.1%)
New positions
56
Sold out positions
14
Turnover %
3.4%
Sector allocation + QoQ delta (equities-only)
Prev filing: 11/2/2022 Next filing: 5/4/2023 SEC filing

Snapshot: Change Analysis

Compared to Q3 2022
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
EFA 15,657 276.2%
MDLZ 3,508 12.1%
IWB 3,011 NEW
SPYV 2,139 2.6%
SYY 1,882 NEW
PM 1,260 9.7%
MSFT 1,209 9.6%
MA 1,144 171.3%
IWF 1,143 5.9%
JPM 1,027 35.0%
Top Reduces (Value $000, Stocks/ETFs)
SPYG -7,828 -14.5%
SPY -7,284 -4.4%
JPST -6,146 -100.0%
TGT -4,750 -31.6%
AAPL -4,280 -7.7%
SLYG -3,828 -12.8%
SLYV -3,804 -10.3%
TSLA -2,428 -51.2%
MDYG -2,177 -7.0%
AMZN -1,545 -22.3%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type