NorthRock Partners, LLC

Q2 2023 13F-HR Holdings

Location
Minneapolis, MN
Holdings as of
6/30/2023
Date filed
8/2/2023
Form type
13F-HR
Num holdings
313
Total value ($000)
$913,119
Net value change ($000)
-26,286 (-2.8%)
New positions
27
Sold out positions
37
Turnover %
5.7%
Sector allocation + QoQ delta (equities-only)
Prev filing: 5/4/2023 Next filing: 10/24/2023 SEC filing

Snapshot: Change Analysis

Compared to Q1 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SGOV 32,616 NEW
KHC 2,425 39.1%
MSFT 1,346 8.7%
SPSM 1,126 NEW
NVDA 1,014 20.1%
TSLA 1,006 21.9%
IWF 951 4.0%
ATI 948 12.1%
PGR 918 290.5%
AMP 740 8.1%
Top Reduces (Value $000, Stocks/ETFs)
MDLZ -12,169 -37.2%
AAPL -8,555 -13.4%
SPY -6,892 -4.0%
EFA -4,744 -20.9%
SLYV -4,206 -12.2%
IWM -3,064 -68.2%
SLYG -2,808 -10.3%
SPYV -2,548 -2.8%
MDYG -2,315 -7.2%
PM -2,271 -16.7%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 16 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type