NorthRock Partners, LLC

Q1 2023 13F-HR Holdings

Location
Minneapolis, MN
Holdings as of
3/31/2023
Date filed
5/4/2023
Form type
13F-HR
Num holdings
327
Total value ($000)
$939,405
Net value change ($000)
+60,852 (6.9%)
New positions
20
Sold out positions
41
Turnover %
1.9%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/1/2023 Next filing: 8/2/2023 SEC filing

Snapshot: Change Analysis

Compared to Q4 2022
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPY 14,713 9.4%
AAPL 12,942 25.4%
SPYG 10,149 22.0%
SPYV 8,606 10.4%
TGT 6,044 58.8%
ATI 4,312 122.2%
MDYG 3,312 11.5%
IWF 3,037 14.8%
MDYV 2,307 5.4%
TSLA 2,286 98.6%
Top Reduces (Value $000, Stocks/ETFs)
VOO -3,051 -72.1%
PFF -1,297 -100.0%
NFE -1,143 -100.0%
UNH -876 -21.3%
JNJ -800 -18.0%
PM -699 -4.9%
BAC -689 -39.3%
PFE -635 -35.9%
LIN -546 -100.0%
KHC -523 -7.8%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 76 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type