RAFFA WEALTH MANAGEMENT, LLC

Q3 2021 13F-HR Holdings

Location
Washington, DC
Holdings as of
9/30/2021
Date filed
7/27/2026
Form type
13F-HR
Num holdings
1,113
Total value ($000)
$288,447
Net value change ($000)
-727 (-0.3%)
New positions
51
Sold out positions
30
Turnover %
0.4%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/27/2026 Next filing: 7/27/2026 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
ESGD 968 36.8%
VTI 586 3.3%
ESGE 509 34.2%
VEA 210 0.4%
SCHM 106 NEW
BRK-B 104 71.2%
AAPL 74 3.3%
ADIL 73 68.2%
MSFT 53 5.8%
VDC 53 NEW
Top Reduces (Value $000, Stocks/ETFs)
VWO -1,696 -7.0%
BND -396 -0.4%
SCHG -151 -100.0%
VEU -131 -4.4%
MDY -120 -2.1%
HPF -108 -100.0%
IXUS -106 -100.0%
SCHD -94 -100.0%
GOVT -76 -100.0%
WIA -70 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type