RAFFA WEALTH MANAGEMENT, LLC

Q4 2021 13F-HR Holdings

Location
Washington, DC
Holdings as of
12/31/2021
Date filed
7/27/2026
Form type
13F-HR
Num holdings
1,127
Total value ($000)
$305,468
Net value change ($000)
+17,021 (5.9%)
New positions
43
Sold out positions
29
Turnover %
0.8%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/27/2026 Next filing: 7/27/2026 SEC filing

Snapshot: Change Analysis

Compared to Q3 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
VTI 2,608 14.2%
VEA 1,811 3.4%
IWB 1,727 9.4%
ESGV 1,294 25880.0%
BSV 749 73.6%
AAPL 526 22.9%
IEFA 513 19.7%
BIV 497 5.6%
MDY 437 7.6%
VIG 428 11.8%
Top Reduces (Value $000, Stocks/ETFs)
BND -602 -0.6%
ESGD -101 -2.8%
ESGE -84 -4.2%
PYPL -81 -27.0%
ADIL -67 -37.2%
JPM -42 -8.6%
LMT -34 -79.1%
MDT -34 -45.9%
SHV -33 -100.0%
XEL -24 -85.7%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type