GRACE BROTHERS MANAGEMENT LLC

Q1 2014 13F-HR Holdings

Location
Evanston, IL
Holdings as of
3/31/2014
Date filed
5/9/2014
Form type
13F-HR
Num holdings
46
Total value ($000)
$107,247
Net value change ($000)
-12,432 (-10.4%)
New positions
1
Sold out positions
1
Turnover %
16.7%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/11/2014 Next filing: 8/11/2014 SEC filing

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AAPL 268 NEW
Health Care REIT, Inc. PFD 181 8.3%
INVSC QQQ TRUST SRS 1 ETF 84 6.8%
Crown Castle International Corp. 19 0.7%
Top Reduces (Value $000, Stocks/ETFs)
SWK -1,544 -100.0%
PPL -825 -51.1%
Energy XXI Ltd -85 -8.3%
ARCELORMITTAL -81 -7.8%
EXE -54 -3.6%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type