GRACE BROTHERS MANAGEMENT LLC

Q2 2014 13F-HR Holdings

Location
Evanston, IL
Holdings as of
6/30/2014
Date filed
8/11/2014
Form type
13F-HR
Num holdings
46
Total value ($000)
$113,611
Net value change ($000)
+6,364 (5.9%)
New positions
3
Sold out positions
4
Turnover %
130.4%
Sector allocation + QoQ delta (equities-only)
Prev filing: 5/9/2014 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q1 2014
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
POST 2,130 NEW
SR 1,062 NEW
AMSURG CORP 1,013 NEW
EXE 199 13.7%
Energy XXI Ltd 21 2.2%
CSCO 17 10.8%
Top Reduces (Value $000, Stocks/ETFs)
Crown Castle International Corp. -2,579 -100.0%
Health Care REIT, Inc. PFD -2,360 -100.0%
ARCELORMITTAL -959 -100.0%
PPL -788 -100.0%
INVSC QQQ TRUST SRS 1 ETF -188 -14.3%
AAPL -40 -14.9%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type