WHITEBOX ADVISORS LLC

Q3 2021 13F-HR Holdings

Location
Minneapolis, MN
Holdings as of
9/30/2021
Date filed
11/15/2021
Form type
13F-HR
Num holdings
645
Total value ($000)
$4,828,431
Net value change ($000)
-103,280 (-2.1%)
New positions
111
Sold out positions
47
Turnover %
38.8%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
LBRDA 40,098 NEW
WTW 36,874 NEW
GPOR 8,351 21.7%
VAL 7,186 9.9%
XLNX 5,058 NEW
Thunder Bridge Capital Partners IV, Inc. 4,268 NEW
CORNER GROWTH ACQUISITN CORP 3,948 NEW
Acropolis Infrastructure Acquisition Corp. 3,930 NEW
Amryt Pharma plc 3,855 NEW
VGAS 3,573 NEW
Top Reduces (Value $000, Stocks/ETFs)
ITUB -35,134 -100.0%
MPC -30,306 -69.6%
HYMC -23,519 -64.4%
FYBR -18,072 -57.8%
WLL -8,834 -100.0%
BBL -6,574 -15.4%
GRFS -5,238 -10.2%
CORNER GROWTH ACQUISITION CORP. 2 -4,020 -100.0%
CHIASMA, INC -3,822 -100.0%
Thunder Bridge Capital Partners IV, Inc. -3,510 -100.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 626,830 (13.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type