WHITEBOX ADVISORS LLC

Q4 2021 13F-HR Holdings

Location
Minneapolis, MN
Holdings as of
12/31/2021
Date filed
2/14/2022
Form type
13F-HR
Num holdings
819
Total value ($000)
$4,903,513
Net value change ($000)
+75,082 (1.6%)
New positions
185
Sold out positions
79
Turnover %
39.6%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q3 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
CIVI 27,208 NEW
GTX 14,574 NEW
WTW 8,512 23.1%
CHRD 5,457 18.3%
MPC 4,693 35.5%
Mount Rainier Acquisition Corp. 4,577 NEW
GPGI 4,105 NEW
FAT PROJECTS ACQUISITION CORP 3,660 NEW
PARABELLUM ACQUISITION CORP 3,656 NEW
VGAS 3,527 NEW
Top Reduces (Value $000, Stocks/ETFs)
Extraction Oil & Gas, Inc. -30,950 -100.0%
GRFS -12,059 -26.2%
HYMC -7,779 -59.7%
VAL -6,778 -8.5%
BBL -4,279 -11.9%
GPOR -3,995 -8.5%
VGAS -3,573 -100.0%
BILL -3,539 -100.0%
Decarbonization Plus Acquisition Corp IV -3,532 -100.0%
World Quantum Growth Acquisition Corp. -3,518 -100.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 628,917 (12.8% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type