WHITEBOX ADVISORS LLC

Q3 2023 13F-HR Holdings

Location
Minneapolis, MN
Holdings as of
9/30/2023
Date filed
11/14/2023
Form type
13F-HR
Num holdings
385
Total value ($000)
$3,161,061
Net value change ($000)
-524,255 (-14.2%)
New positions
21
Sold out positions
50
Turnover %
27.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/14/2023 Next filing: 2/14/2024 SEC filing

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
LBRDA 42,465 36.1%
GRFS 17,970 NEW
ACI 11,301 81.4%
DENBURY INC 11,173 NEW
BN 10,443 49.1%
NCMI 7,016 NEW
AAPL 6,420 NEW
FWONA 5,998 NEW
DBD 5,719 NEW
AQN 5,307 68.0%
Top Reduces (Value $000, Stocks/ETFs)
WTW -35,435 -100.0%
CIVI -12,711 -100.0%
GPOR -11,464 -19.4%
CUK -7,803 -56.2%
AIY -4,610 -100.0%
SDRL -4,607 -100.0%
Evergreen Corp -3,773 -100.0%
AIMTF -3,665 -100.0%
GTX -3,365 -100.0%
LUV -3,322 -74.9%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 1,129,311 (35.7% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type