WHITEBOX ADVISORS LLC

Q2 2023 13F-HR Holdings

Location
Minneapolis, MN
Holdings as of
6/30/2023
Date filed
8/14/2023
Form type
13F-HR
Num holdings
438
Total value ($000)
$3,685,316
Net value change ($000)
+769,089 (26.4%)
New positions
9
Sold out positions
99
Turnover %
23.3%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q1 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
LBRDA 32,442 38.0%
BAX 16,560 159.0%
IAC 11,784 35.4%
AQN 7,806 NEW
BHC 6,646 320.4%
CUK 6,392 85.2%
SDRL 4,607 NEW
CYH 4,005 NEW
WTW 3,447 10.8%
GTX 3,365 NEW
Top Reduces (Value $000, Stocks/ETFs)
GTX -16,579 -100.0%
CIVI -14,735 -53.7%
FOXA -9,053 -100.0%
AIY -7,943 -63.3%
Amryt Pharma plc -6,805 -100.0%
TFPM -4,458 -8.3%
Thunder Bridge Capital Partners IV, Inc. -4,453 -100.0%
Acropolis Infrastructure Acquisition Corp. -4,113 -100.0%
STI -3,693 -100.0%
BLCO -3,321 -23.2%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 1,614,345 (43.8% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type