GUGGENHEIM CAPITAL LLC

Q3 2024 13F-HR Detailed Holdings

Location
Chicago, IL
Holdings as of
9/30/2024
Date filed
11/13/2024
Form type
13F-HR
Num holdings
3,640
Total value ($000)
$14,290,403
Net value change ($000)
+187,963 (1.3%)
New positions
122
Sold out positions
122
Turnover %
1.1%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 8/14/2024 Next filing: 2/13/2025 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q2 2024
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
VCIT 186,863 1989.0%
TSLA 30,486 26.9%
SBUX 14,094 29.2%
SHW 13,578 25.6%
META 12,986 5.0%
WELL 9,950 73.8%
FTNT 9,600 27.8%
ESS 9,500 177.6%
ICE 9,139 53.7%
MDLZ 9,120 15.7%
Top Reduces (Value $000, Stocks/ETFs)
NVDA -66,230 -11.8%
MSFT -60,150 -11.7%
GOOGL -30,749 -15.8%
AMZN -29,132 -9.9%
LRCX -28,980 -28.5%
QCOM -22,992 -14.3%
AMAT -20,032 -15.8%
GOOGL -18,958 -13.6%
INTC -13,524 -29.5%
MU -12,724 -21.8%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 163,866 (1.1% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 GUGGENHEIM FUNDS DISTRIBUTORS, LLC 28-12550
2 SECURITY INVESTORS LLC 28-01689
3 Guggenheim Partners Investment Management, LLC 28-12837
5 GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC 28-11097