GUGGENHEIM CAPITAL LLC
All 13F Filings
- Location
- Chicago, IL
- Most recent 13F
- Q4 2025
- Holdings value ($000)
- 13,965,034
- Description
- Chicago Illinois based advisory led wealth manager with an independent advisory structure and a disciplined and process driven investment mandate. The approach emphasizes durable growth thesis development, fundamental research depth, and concentrated position governance for private client and family mandates. Portfolio governance emphasizes clear accountability, measured exposure, and resilient implementation through manager selection governance and portfolio discipline.
- Website
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- Founded
- —
- Chairman
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- CEO
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- All SEC filings
- View on sec.gov
Sector allocation over time (stocks only)
Stacked by quarter. Hover to see detailed sector breakdown for any quarter.
| Quarter | Date Filed | Holdings | Value ($000) | Form Type | Name |
|---|---|---|---|---|---|
| Q4 2025 | 2/17/2026 | 1,740 | 13,965,034 | 13F-HR | GUGGENHEIM CAPITAL LLC |
| Q3 2025 | 11/13/2025 | 1,572 | 13,780,177 | 13F-HR | GUGGENHEIM CAPITAL LLC |
| Q2 2025 | 8/13/2025 | 1,584 | 12,600,203 | 13F-HR | GUGGENHEIM CAPITAL LLC |
| Q1 2025 | 5/14/2025 | 1,630 | 10,886,943 | 13F-HR | GUGGENHEIM CAPITAL LLC |
| Q4 2024 | 2/13/2025 | 1,679 | 12,335,865 | 13F-HR | GUGGENHEIM CAPITAL LLC |
| Q3 2024 | 11/13/2024 | 1,856 | 14,290,403 | 13F-HR | GUGGENHEIM CAPITAL LLC |
| Q2 2024 | 8/14/2024 | 1,857 | 14,102,440 | 13F-HR | GUGGENHEIM CAPITAL LLC |
| Q1 2024 | 5/14/2024 | 1,869 | 14,192,448 | 13F-HR | GUGGENHEIM CAPITAL LLC |
| Q4 2023 | 2/14/2024 | 1,870 | 13,234,209 | 13F-HR | GUGGENHEIM CAPITAL LLC |
| Q3 2023 | 11/14/2023 | 1,833 | 11,631,280 | 13F-HR | GUGGENHEIM CAPITAL LLC |
| Q2 2023 | 8/11/2023 | 1,863 | 12,738,981 | 13F-HR | GUGGENHEIM CAPITAL LLC |
| Q1 2023 | 5/11/2023 | 1,909 | 11,880,556 | 13F-HR | GUGGENHEIM CAPITAL LLC |
| Q4 2022 | 2/14/2023 | 1,908 | 11,384,291 | 13F-HR | GUGGENHEIM CAPITAL LLC |
| Q3 2022 | 11/14/2022 | 1,894 | 10,918,519 | 13F-HR | GUGGENHEIM CAPITAL LLC |
| Q2 2022 | 8/15/2022 | 2,041 | 12,667,992 | 13F-HR | GUGGENHEIM CAPITAL LLC |
| Q1 2022 | 5/16/2022 | 2,116 | 16,626,927 | 13F-HR | GUGGENHEIM CAPITAL LLC |
| Q4 2021 | 2/14/2022 | 2,101 | 19,171,738 | 13F-HR | GUGGENHEIM CAPITAL LLC |
| Q3 2021 | 11/15/2021 | 2,116 | 16,655,214 | 13F-HR | GUGGENHEIM CAPITAL LLC |
| Q2 2021 | 8/13/2021 | 2,173 | 16,987,645 | 13F-HR | GUGGENHEIM CAPITAL LLC |
| Q1 2021 | 5/13/2021 | 2,133 | 15,232,727 | 13F-HR | GUGGENHEIM CAPITAL LLC |
| Q4 2020 | 2/16/2021 | 2,038 | 15,947,020 | 13F-HR | GUGGENHEIM CAPITAL LLC |
| Q3 2020 | 11/13/2020 | 1,911 | 13,816,303 | 13F-HR | GUGGENHEIM CAPITAL LLC |
| Q2 2020 | 8/14/2020 | 1,868 | 12,925,042 | 13F-HR | GUGGENHEIM CAPITAL LLC |
| Q1 2020 | 6/2/2020 | 1,834 | 9,930,166 | 13F-HR | GUGGENHEIM CAPITAL LLC |
| Q4 2019 | 2/20/2020 | 2,056 | 13,315,084 | 13F-HR/A - RESTATEMENT | GUGGENHEIM CAPITAL LLC |
| Q4 2019 | 2/14/2020 | 2,057 | 16,872,511 | 13F-HR | GUGGENHEIM CAPITAL LLC |
| Q3 2019 | 2/20/2020 | 2,083 | 12,513,318 | 13F-HR/A - RESTATEMENT | GUGGENHEIM CAPITAL LLC |
| Q1 2014 | 5/16/2014 | 3,267 | 35,156,132 | 13F-HR | GUGGENHEIM CAPITAL LLC |
| Q4 2013 | 2/14/2014 | 3,177 | 32,909,948 | 13F-HR | GUGGENHEIM CAPITAL LLC |
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Money flow by instrument (QoQ, ex-options)
Derivatives reported exposure ($000):
331.8 K
(2.4% of total reported value)
· QoQ Δ:
+24.58 K
| Type | Value ($000) | Share % | Inflow | Outflow | Net |
|---|---|---|---|---|---|
| Stocks | 13.29 M | 97.5% | 153.1 K | 0 | 153.1 K |
| ETFs | 290 K | 2.1% | 6.35 K | 0 | 6.35 K |
| Debt | 41.24 K | 0.3% | 0 | 145 | -145 |
| Other | 10.06 K | 0.1% | 1.024 K | 0 | 1.024 K |
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Fund Snapshot
Q4 2025
Latest filed
2/17/2026
Total value ($000)
13,965,034
Holdings
1740
QoQ value change ($000)
184,857
(1.3%)
Value = total reported 13F value ($000), Holdings = number of positions.
13F Value over time
Holdings count over time
Sector allocation (latest, stocks only)
Methodology:
sector allocation is stocks-only;
instrument flow table is ex-options;
options exposure is shown separately.
Details.