GUGGENHEIM CAPITAL LLC

Q3 2025 13F-HR Detailed Holdings

Location
Chicago, IL
Holdings as of
9/30/2025
Date filed
11/13/2025
Form type
13F-HR
Num holdings
2,922
Total value ($000)
$13,780,177
Net value change ($000)
+1,179,974 (9.4%)
New positions
94
Sold out positions
105
Turnover %
1.1%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 8/13/2025 Next filing: 2/17/2026 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q2 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AAPL 96,372 24.4%
NVDA 81,770 14.8%
AVGO 66,472 21.3%
GOOGL 62,535 37.4%
SPY 55,362 80.3%
SLV 42,044 140.1%
TSLA 41,960 33.1%
IVV 40,134 78.4%
GOOGL 36,990 35.0%
LRCX 33,246 41.0%
Top Reduces (Value $000, Stocks/ETFs)
FTNT -15,127 -31.5%
IBM -13,439 -23.5%
CMG -12,056 -29.9%
PM -10,248 -28.4%
SBUX -9,537 -18.1%
AKX -8,935 -100.0%
LULU -8,671 -35.0%
NFLX -8,502 -5.8%
HON -8,446 -14.1%
COST -8,100 -5.5%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 307,242 (2.2% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 GUGGENHEIM FUNDS DISTRIBUTORS, LLC 28-12550
2 SECURITY INVESTORS LLC 28-01689
3 Guggenheim Partners Investment Management, LLC 28-12837
5 GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC 28-11097