Rock Point Advisors, LLC

Q1 2014 13F-HR Holdings

Location
Burlington, VT
Holdings as of
3/31/2014
Date filed
5/13/2014
Form type
13F-HR
Num holdings
80
Total value ($000)
$225,841
Net value change ($000)
-2,147 (-0.9%)
New positions
4
Sold out positions
4
Turnover %
15.0%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
KEURIG GREEN MOUNT 10,518 NEW
SBS 4,647 2941.1%
C 4,045 58.0%
AAPL 3,718 43.3%
MAXWELL TECHNOLOGIES INC 2,216 77.1%
WPC 2,072 26.4%
LNN 1,380 25.1%
TJX 1,276 21.7%
GLW 790 9.1%
STKL 482 11.3%
Top Reduces (Value $000, Stocks/ETFs)
GREEN MOUNTAIN COFFE -14,404 -100.0%
NATIONAL GRID PLC -4,779 -100.0%
CFFN -2,917 -100.0%
PZENA INVT MGMT INC -2,681 -51.9%
LXU -1,718 -17.8%
GTLS -1,447 -21.2%
Chubb Ltd. -1,199 -10.0%
ALMOST FAMILY INC -1,115 -42.4%
AGCO -925 -12.3%
GM -861 -13.5%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type