Rock Point Advisors, LLC

Q2 2014 13F-HR Holdings

Location
Burlington, VT
Holdings as of
6/30/2014
Date filed
8/7/2014
Form type
13F-HR
Num holdings
79
Total value ($000)
$228,986
Net value change ($000)
+3,145 (1.4%)
New positions
3
Sold out positions
5
Turnover %
6.1%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q1 2014
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
Domtar CORP 6,307 NEW
GTLS 3,170 59.1%
AAPL 2,058 16.7%
AMRC 1,227 84.2%
KEURIG GREEN MOUNT 1,106 10.5%
MONMOUTH REAL ESTATE INVESTMENT CORP 939 20.0%
THRM 812 15.4%
SBS 776 16.1%
DNOW 743 NEW
MAXWELL TECHNOLOGIES INC 716 14.1%
Top Reduces (Value $000, Stocks/ETFs)
COVIDIEN PLC -5,426 -100.0%
GLW -2,785 -29.5%
PZENA INVT MGMT INC -2,315 -93.0%
HGTXU -1,968 -88.4%
SYK -1,682 -29.2%
LAYNE CHRISTENSEN CO -1,381 -22.2%
TJX -701 -9.8%
NLY -596 -54.3%
CAPITAL BANK FINANCIAL CORP -520 -10.9%
AMERICAN CAPITAL AGENCY CORP -429 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type