Essex Financial Services, Inc.

Q4 2013 13F-HR/A Holdings

Location
Essex, CT
Holdings as of
12/31/2013
Date filed
2/12/2014
Form type
13F-HR/A - RESTATEMENT
Num holdings
281
Total value ($000)
$295,696
Net value change ($000)
—
New positions
281
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: — Next filing: 5/8/2014 SEC filing

Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
XOM 19,611 —
GE 10,603 —
JNJ 9,047 —
PFE 8,223 —
PG 6,963 —
IBM 6,896 —
CODI 6,820 —
BRK-B 6,227 —
AAPL 5,781 —
USB 4,985 —
Top Reduces (Value $000, Stocks/ETFs)
—
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type