Essex Financial Services, Inc.

Q1 2014 13F-HR Holdings

Location
Essex, CT
Holdings as of
3/31/2014
Date filed
5/8/2014
Form type
13F-HR
Num holdings
287
Total value ($000)
$306,152
Net value change ($000)
+10,456 (3.5%)
New positions
27
Sold out positions
21
Turnover %
3.9%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
JPM 857 32.8%
INVESCO EXCHANGE-TRADED FUND TRUST 821 131.4%
INVESCO EXCHANGE-TRADED FUND TRUST 666 NEW
JNJ 662 7.3%
WFC 567 18.6%
VOD 557 NEW
TD 489 202.9%
BAC 445 19.3%
LLY 434 16.7%
DIS 393 28.4%
Top Reduces (Value $000, Stocks/ETFs)
MCD -2,549 -90.2%
VOD -1,026 -100.0%
GE -666 -6.3%
CVX -627 -13.6%
BOARDWALK PIPELINE PARTNERS UT LTD PARTNER -567 -59.2%
IBM -516 -7.5%
CELG -436 -19.0%
EDIV -394 -100.0%
Chubb Ltd. -351 -15.6%
XOM -338 -1.7%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type