Advisors Asset Management, Inc.

Q4 2022 13F-HR Detailed Holdings

Location
Monument, CO
Holdings as of
12/31/2022
Date filed
2/13/2023
Form type
13F-HR
Num holdings
1,480
Total value ($000)
$4,854,012
Net value change ($000)
+97,548 (2.1%)
New positions
77
Sold out positions
57
Turnover %
1.2%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 11/8/2022 Next filing: 5/12/2023 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q3 2022
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
GILD 10,004 50.3%
MRK 9,128 15.7%
CVX 8,571 17.4%
TWO 8,176 NEW
ABBV 7,494 18.8%
IBM 7,434 18.8%
CSCO 7,363 22.1%
LMT 6,836 28.2%
MMM 6,800 25.2%
APD 6,655 37.9%
Top Reduces (Value $000, Stocks/ETFs)
AMZN -46,407 -35.4%
AAPL -28,261 -22.3%
GOOGL -24,659 -25.1%
MSFT -18,665 -14.6%
META -12,150 -21.9%
PYPL -7,336 -27.9%
TWO -6,140 -100.0%
TSLA -5,946 -60.3%
CCI -5,550 -16.7%
AMT -5,470 -14.9%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 BAHL & GAYNOR INC
2 Vident Investment Advisory, LLC
3 Phocas Financial Corp.