Advisors Asset Management, Inc.

Q1 2023 13F-HR Holdings

Location
Monument, CO
Holdings as of
3/31/2023
Date filed
5/12/2023
Form type
13F-HR
Num holdings
1,447
Total value ($000)
$4,915,610
Net value change ($000)
+61,598 (1.3%)
New positions
42
Sold out positions
75
Turnover %
1.6%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Snapshot: Change Analysis

Compared to Q4 2022
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
META 25,431 58.6%
AMZN 12,663 14.9%
AAPL 12,097 12.3%
MSFT 6,819 6.3%
ASGI 6,686 NEW
INTC 6,546 24.8%
SHOP 5,187 33.6%
FDX 5,178 22.7%
OCSL 5,068 NEW
CSCO 4,855 11.9%
Top Reduces (Value $000, Stocks/ETFs)
MRK -10,542 -15.7%
CVX -10,111 -17.5%
Macquarie Global Infrastructure Total Return Fund Inc. -7,235 -100.0%
LIN -6,152 -100.0%
PFE -6,010 -22.0%
SOUTH JERSEY INDUSTRIES INC -5,421 -100.0%
OCSL -5,344 -100.0%
NEE -5,299 -13.4%
JPM -5,138 -13.6%
Delaware Ivy High Income Opportunities Fund -4,761 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type