NEWGATE CAPITAL MANAGEMENT LLC

Q4 2013 13F-HR Holdings

Location
Greenwich, CT
Holdings as of
12/31/2013
Date filed
1/16/2014
Form type
13F-HR
Num holdings
108
Total value ($000)
$508,150
Net value change ($000)
—
New positions
108
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: — Next filing: 5/6/2014 SEC filing

Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
TSM 19,643 —
INFY 18,381 —
VALE 16,748 —
BIDU 14,641 —
JQC 14,386 —
TTMGBX 13,626 —
CEO 13,387 —
CX 13,341 —
SHG 12,719 —
ITUB 12,136 —
Top Reduces (Value $000, Stocks/ETFs)
—
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type