NEWGATE CAPITAL MANAGEMENT LLC
Q1 2014 13F-HR Holdings
Net value change ($000)
-58,875
(-11.6%)
New positions
30
Sold out positions
32
Turnover %
46.9%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to Q4 2013
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| Voya Natural Resources Equity Income Fund | 13,525 | NEW |
| SESA STERLITE LIMTED CO | 6,314 | NEW |
| BRW | 5,162 | NEW |
| NBIS | 5,145 | NEW |
| VVR | 5,042 | NEW |
| JQC | 4,877 | 33.9% |
| SID | 4,479 | 185.7% |
| ALPINE TOTAL DYN FD NEW | 4,317 | NEW |
| BCX | 4,154 | 82.4% |
| IGD | 3,948 | NEW |
Top Reduces (Value $000, Stocks/ETFs)
| CEO | -13,387 | -100.0% |
| ING RISK MANAGED NAT RES FD | -11,611 | -100.0% |
| ALPINE TOTAL DYNAMIC DIVID F | -11,594 | -100.0% |
| COMPANHIA PARANAENSE ENERG C | -7,601 | -100.0% |
| Nuveen Preferred & Income Securities Fd | -6,150 | -100.0% |
| VWO | -6,001 | -100.0% |
| SKM | -4,792 | -100.0% |
| INFY | -4,434 | -24.1% |
| U S SILICA HLDGS INC | -4,295 | -100.0% |
| SHG | -4,256 | -33.5% |
Instrument mix + QoQ Δ (ex-options)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|