Regal Investment Advisors, LLC
Q1 2014 13F-HR Holdings
Net value change ($000)
+62,560
(35.6%)
New positions
179
Sold out positions
98
Turnover %
13.0%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to Q4 2013
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| EEM | 3,734 | 318.1% |
| SPY | 3,242 | 410.4% |
| EFA | 2,845 | 463.4% |
| VNQ | 2,677 | 183.7% |
| XLF | 2,638 | 3103.5% |
| IWM | 2,622 | 2521.2% |
| XLB | 2,525 | 2936.0% |
| SPDR SERIES TRUST | 2,345 | 130.1% |
| LQD | 2,058 | 1941.5% |
| CACC | 2,053 | NEW |
Top Reduces (Value $000, Stocks/ETFs)
| PBI | -1,899 | -98.1% |
| RGR | -1,710 | -98.8% |
| VWO | -1,614 | -90.5% |
| TJX | -1,591 | -99.1% |
| IPGP | -1,564 | -98.5% |
| ROST | -1,541 | -99.3% |
| DLTR | -1,498 | -99.3% |
| RES | -1,490 | -99.1% |
| HIBBETT INC | -1,486 | -99.3% |
| STAMPS.COM INC | -1,425 | -99.4% |
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000):
10
(0.0% of total reported value)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|