Regal Investment Advisors LLC

Q2 2014 13F-HR Holdings

Location
Kentwood, MI
Holdings as of
6/30/2014
Date filed
8/4/2014
Form type
13F-HR
Num holdings
915
Total value ($000)
$280,769
Net value change ($000)
+42,436 (17.8%)
New positions
84
Sold out positions
181
Turnover %
13.8%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q1 2014
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
TLT 7,982 44344.4%
AGG 4,606 300.8%
VYM 3,283 2361.9%
TIP 2,646 2004.5%
DKS 2,482 NEW
KO 2,479 401.8%
MBB 2,443 1320.5%
BRK-B 2,435 307.4%
SPDR SERIES TRUST 2,410 58.1%
IVV 2,409 89.4%
Top Reduces (Value $000, Stocks/ETFs)
AAP -2,344 -95.6%
NEU -2,329 -95.7%
BSV -2,239 -100.0%
AAPL -2,179 -57.4%
TBRG -2,167 -99.5%
MA -2,103 -94.9%
VARIAN MEDICAL SYSTEMS INC -2,068 -95.8%
NATUS MEDICAL INC -2,027 -99.7%
UTHR -2,018 -96.5%
IWV -2,017 -84.3%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type