NEWGATE CAPITAL MANAGEMENT LLC
Q2 2014 13F-HR Holdings
Net value change ($000)
-67,480
(-15.0%)
New positions
21
Sold out positions
23
Turnover %
24.7%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to Q1 2014
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| AWF | 6,091 | NEW |
| ANGLOGOLD ASHANTI (PTY) LTD | 5,075 | NEW |
| BBD | 3,819 | NEW |
| FIRST TRUST MLP & ENERGY INCOME FUND | 3,157 | NEW |
| ClearBridge MLP & Midstream Total Return Fund Inc. | 2,865 | 82.8% |
| MLCO | 2,723 | NEW |
| BCH | 2,551 | NEW |
| SU | 2,408 | NEW |
| CNQ | 2,398 | NEW |
| SABA | 2,312 | 84.9% |
Top Reduces (Value $000, Stocks/ETFs)
| SILVER STD RES INC | -6,870 | -78.9% |
| VALE | -6,812 | -48.8% |
| INFY | -6,449 | -46.2% |
| Voya Natural Resources Equity Income Fund | -5,936 | -43.9% |
| ALPINE TOTAL DYN FD NEW | -4,317 | -100.0% |
| IGD | -3,948 | -100.0% |
| JPC | -3,878 | -100.0% |
| TSM | -3,550 | -17.9% |
| CIG | -3,333 | -28.0% |
| CSQ | -3,207 | -100.0% |
Instrument mix + QoQ Δ (ex-options)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|