ALPS ADVISORS INC

Q3 2020 13F-HR/A Holdings

Location
Denver, CO
Holdings as of
9/30/2020
Date filed
11/5/2020
Form type
13F-HR/A - RESTATEMENT
Num holdings
808
Total value ($000)
$6,792,899
Net value change ($000)
-665,856 (-8.9%)
New positions
198
Sold out positions
165
Turnover %
6.7%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Snapshot: Change Analysis

Compared to Q2 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
BRK-B 58,709 19.7%
RUN 21,553 313.5%
WHR 19,477 NEW
HAS 19,262 NEW
Hanesbrands Inc. 19,110 4393.1%
WBA 18,951 NEW
ADM 18,156 NEW
LEG 16,920 NEW
BRK-B 15,412 16.9%
VFH 12,971 NEW
Top Reduces (Value $000, Stocks/ETFs)
PHILLIPS 66 PARTNERS LP -117,487 -37.0%
WEP -97,151 -24.1%
PAA -90,621 -23.6%
EPD -88,542 -21.1%
MPLX -85,941 -22.3%
ET -70,790 -19.0%
WES -53,201 -21.6%
NuStar Energy L.P. -45,523 -26.5%
Shell Midstream Partners, L.P. -43,749 -23.7%
TC PIPELINES LP -38,105 -18.7%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type