ALPS ADVISORS INC

Q4 2020 13F-HR Holdings

Location
Denver, CO
Holdings as of
12/31/2020
Date filed
2/3/2021
Form type
13F-HR
Num holdings
833
Total value ($000)
$8,879,759
Net value change ($000)
+2,086,860 (30.7%)
New positions
101
Sold out positions
76
Turnover %
8.1%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Snapshot: Change Analysis

Compared to Q3 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
WES 157,198 81.2%
EPD 147,492 44.4%
MPLX 136,404 45.6%
PAA 134,251 45.8%
WEP 120,764 39.4%
ET 119,971 39.8%
DCP Midstream, LP 89,485 73.9%
NuStar Energy L.P. 53,328 42.3%
ENLINK MIDSTREAM LLC 48,924 66.1%
Crestwood Equity Partners LP 46,135 60.9%
Top Reduces (Value $000, Stocks/ETFs)
DUK -20,812 -100.0%
NGL -20,656 -36.4%
IVZ -19,531 -100.0%
WHR -19,477 -100.0%
WestRock Co -19,451 -95.7%
UPS -19,346 -86.7%
BMY -18,719 -100.0%
MAXIM INTEGRATED PRODUCTS INC -18,685 -98.2%
CMI -18,616 -98.5%
CNP -18,221 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type