ALPS ADVISORS INC

Q1 2021 13F-HR Holdings

Location
Denver, CO
Holdings as of
3/31/2021
Date filed
5/7/2021
Form type
13F-HR
Num holdings
856
Total value ($000)
$10,238,715
Net value change ($000)
+1,358,956 (15.3%)
New positions
163
Sold out positions
140
Turnover %
4.7%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 2/3/2021 Next filing: 8/11/2021 SEC filing

Snapshot: Change Analysis

Compared to Q4 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
WES 143,651 41.0%
EPD 105,956 22.1%
WEP 79,320 18.6%
MPLX 77,208 17.7%
Crestwood Equity Partners LP 70,440 57.8%
PAA 67,292 15.7%
PHILLIPS 66 PARTNERS LP 65,794 27.4%
ET 64,798 15.4%
Shell Midstream Partners, L.P. 63,461 40.3%
DCP Midstream, LP 50,738 24.1%
Top Reduces (Value $000, Stocks/ETFs)
TC PIPELINES LP -178,842 -100.0%
WOLF -38,429 -100.0%
NGL -35,952 -99.8%
CAT -30,920 -57.1%
LUMN -19,944 -100.0%
BNL -15,664 -100.0%
DBEF -12,473 -100.0%
VDC -8,285 -100.0%
IMVT -4,427 -60.9%
CLSK -4,319 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type