NorthRock Partners, LLC

Q4 2023 13F-HR/A Holdings

Location
Minneapolis, MN
Holdings as of
12/31/2023
Date filed
4/22/2025
Form type
13F-HR/A - RESTATEMENT
Num holdings
750
Total value ($000)
$2,389,941
Net value change ($000)
+1,431,363 (149.3%)
New positions
401
Sold out positions
9
Turnover %
7.2%
Sector allocation + QoQ delta (equities-only)
Prev filing: 10/24/2023 Next filing: 4/22/2025 SEC filing

Snapshot: Change Analysis

Compared to Q3 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPY 164,923 103.6%
SPYV 97,704 114.3%
SGOV 97,329 176.8%
AAPL 83,705 162.5%
VOO 75,377 10311.5%
SPYG 64,612 119.7%
MDYV 43,425 106.2%
MDYG 34,038 115.1%
MSFT 28,956 158.1%
SLYV 28,212 100.7%
Top Reduces (Value $000, Stocks/ETFs)
ESTA -996 -47.3%
SPDW -766 -82.5%
VMBS -730 -98.6%
FLOT -352 -97.2%
SPEM -283 -95.6%
NVO -253 -100.0%
VRAR -243 -68.3%
LNG -242 -100.0%
TLTD -225 -100.0%
AIY -213 -100.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 5,176 (0.2% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type