NorthRock Partners, LLC

Q1 2024 13F-HR/A Holdings

Location
Minneapolis, MN
Holdings as of
3/31/2024
Date filed
4/22/2025
Form type
13F-HR/A - RESTATEMENT
Num holdings
814
Total value ($000)
$2,606,074
Net value change ($000)
+216,133 (9.0%)
New positions
85
Sold out positions
24
Turnover %
0.6%
Sector allocation + QoQ delta (equities-only)
Prev filing: 4/22/2025 Next filing: 4/22/2025 SEC filing

Snapshot: Change Analysis

Compared to Q4 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPY 37,510 11.6%
SPYV 20,712 11.3%
SPYG 17,556 14.8%
NVDA 16,856 89.2%
MDYG 13,921 21.9%
ATI 13,128 145.2%
MSFT 9,022 19.1%
SGOV 7,632 5.0%
MDYV 7,424 8.8%
IVV 7,144 153.8%
Top Reduces (Value $000, Stocks/ETFs)
AAPL -11,949 -8.8%
TSLA -4,054 -28.5%
MDLZ -3,127 -7.1%
SPTI -2,776 -34.0%
EEM -1,931 -80.6%
QEFA -1,873 -26.9%
EMXC -1,811 -11.7%
IWR -1,809 -20.0%
QQQ -1,680 -8.5%
EFV -1,612 -10.2%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 3,163 (0.1% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type