LPL Financial LLC

Q1 2014 13F-HR Holdings

Location
Boston, MA
Holdings as of
3/31/2014
Date filed
5/12/2014
Form type
13F-HR
Num holdings
2,637
Total value ($000)
$16,271,106
Net value change ($000)
+255,940 (1.6%)
New positions
196
Sold out positions
204
Turnover %
1.4%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IVW 88,627 117.2%
IEFA 72,597 3037.5%
AGG 49,089 39.0%
VTI 45,268 7.7%
LQD 44,643 67.0%
SJNK 43,355 95.8%
IEV 38,174 99.5%
XLV 37,131 62.2%
XLY 32,390 116.1%
HYG 30,191 32.9%
Top Reduces (Value $000, Stocks/ETFs)
EFA -119,652 -40.5%
IJT -53,006 -49.4%
MDY -40,207 -6.1%
IWB -39,234 -30.7%
IGSB -39,069 -37.1%
MARKET VECTORS ETF TR HG YLD MUN ETF -33,879 -75.3%
EPP -32,042 -75.6%
iShares, Inc. -27,917 -95.1%
SPSB -27,901 -95.0%
IJR -26,958 -10.7%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type