LPL Financial LLC

Q2 2014 13F-HR/A Holdings

Location
Boston, MA
Holdings as of
6/30/2014
Date filed
8/5/2014
Form type
13F-HR/A - RESTATEMENT
Num holdings
2,677
Total value ($000)
$17,166,593
Net value change ($000)
+895,487 (5.5%)
New positions
217
Sold out positions
178
Turnover %
1.5%
Sector allocation + QoQ delta (equities-only)
Prev filing: 5/12/2014 Next filing: 2/14/2020 SEC filing

Snapshot: Change Analysis

Compared to Q1 2014
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPY 134,864 46.3%
IVE 92,722 163.6%
INVSC QQQ TRUST SRS 1 ETF 55,826 16.9%
MDY 54,858 8.9%
GLD 51,910 151.7%
EEM 45,293 84.7%
FSK 34,742 NEW
VTI 30,104 4.7%
EWW 28,433 223.1%
IYE 27,765 201.0%
Top Reduces (Value $000, Stocks/ETFs)
MBB -126,227 -65.3%
IJR -98,161 -43.7%
IVW -75,237 -45.8%
MINT -33,933 -47.9%
HYG -24,164 -19.8%
SCZ -21,609 -75.0%
Alphabet Inc. Class C -20,811 -44.5%
XLF -19,645 -18.1%
CREDIT SUISSE NASSAU BRH INVRS VIX STERM -19,241 -83.6%
IJT -18,963 -35.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type